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F E N D
MUTUAL FUND SCORECARD
NAME OF FUND: _________________________________ TYPE OF FUND: _________________________________ INVESTMENT PHILOSOPHY: _________________________________ TYPES OF SECURITIES HELD: _________________________________ _________________________________ _____________________________________________________________ 1. Management History: 5. Last Reported Expense (# of years fund operating) ____ Ratio: a. 10 or more years (5 pts) (Mgmt. fees, expenses b. 8-9 years (4 pts) & administration) ____ c. 5-7 years (3 pts) a. less than .8% (5 pts) d. 3-4 years (2 pts) b. .8% to .9% (4 pts) e. 0-2 years (1 pt ) c. .9% to 1.0% (3 pts) f. less than 1 year (0 pts) d. 1.0% to 1.1% (2 pts) e. 1.1% to 1.2% (1 pt ) 2. Consistant Management: f. 1.2% plus (0 pts) (maj. of managers in place) ____ 6. Fund Charges: a. 10 or more years (5 pts) ____ b. 8-9 years (4 pts) a. No redemption c. 6-7 years (3 pts) chg. or 12b-1 fee (5 pts) d. 4-5 years (2 pts) b. Only 1 of above (3 pts) e. 2-3 years (1 pt ) c. Both of above (0 pts) f. new to 1 year (0 pts) 7. Beta Rating: ____ 3. Performance above S&P 500: (Last 5 calendar yrs.) (from most recent year end) ____ a. below .68 (5 pts) a. 9 to 10 years (5 pts) b. .70 to .79 (4 pts) b. 7 to 8 years (4 pts) c. .80 to .89 (3 pts) c. 5 to 6 years (3 pts) d. .90 to 1.0 (2 pts) d. 3 to 4 years (2 pts) e. 1.01 to 1.11 (1 pt ) e. 2 years (1 pt ) f. 1.12 to 1.22 (0 pts) f. less than 2 years(0 pts) 8. Sharpe Ratio: *** 4. Standard Deviation of Return: (last 5 calendar yrs.) (last five calendar years) ____ _____ a. 1.00 or more (5 pts) a. less than 7% (5 pts) b. .90 to .99 (4 pts) b. 7% to 9.99% (4 pts) c. .80 to .89 (3 pts) c. 10% to 14.99% (3 pts) d. .70 to .79 (2 pts) d. 15% to 20% (2 pts) e. .60 to .69 (1 pt ) e. more than 20% (1 pt ) f. less than .60 (0 pts) (Page 2) 9. Portfolio Turnover: *** Created by William (100% adds .70 expenses from Sharpe, Ph.D., Stanford transaction costs - 3 yr. ave) University. Nobel Mem- _____ orial Prize winner in a. 15% to 24% (5 pts) Economic Science. b. 25% to 49% (4 pts) c. 50% to 74% (3 pts) The Sharpe Ratio is a d. 75% to 99% (2 pts) measure of risk and e. 100% to 149% (1 pt ) return trade off. f. 150% or more (0 pts) Note: This form is ap- plicable to total 10. Assumptions: returns and financial (Analysis of risk) statistics ending _____ December 31, _______ a. 80% of normal (5 pts) b. 90% of normal (4 pts) Total Points Achieved c. 100% of normal (3 pts) _________ d. 110% of normal (2 pts) Total Points Possible: 50 e. 120% of normal (1 pt ) (35 points is minimum for due diligence consideration)
This ScoreCard is intended to be used
for comparison purposes only. It is subjective in nature and no warranty of
absolute accuracy is expressed or implied. Future results will vary.
Further, there is no assurance that current scores will be maintained.
Finally, when this ScoreCard is used in conjunction with a specific mutual
fund, it must be accompanied by a prospectus.
Revised 1-1-00
FEND
- Securities Expert Witness
Telephone:
(310)641-0377
FAX: (310)649-3663
Email: fendmase@ca.rr.com
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