Go to.... Curriculum Vitae - References Background narrative Legal duties of stockbrokers Evaluating Investor Cases Churnning Analysis Initial public offering scorecard Due diligence defined The independent due diligence process Common stock offering scorecard Sample common stock offering scorecard Closed-end proprietary mutual fund Scorecard Mutual fund Scorecard Limited partnership Scorecard Sample analysis-closed-end proprietary trust/mutual fund Sample analysis - corporate bond mutual fund Sample analysis - real estate limited partnership Sample analysis - Fannie Mae investment Suitability defined & explained Securities broker’s duties as fiduciary to a qualified trust Disclosure requirements for private placement offerings Sample questions for expert Limited partnership ScoreCard index Track record Arbitration Consulting Agreement Sample fee schedule AGREEMENTS Arbitration/Litigation Consulting & Retainer Agreement Fee Schedule
