COMMON STOCK SCORECARD

 

Name of Offering                                                                                                                                                Names of Officers:

 

Description:

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1. Company/Officers     ____

Experience : # of yrs. in bus.

a. More than 20 yrs.   (5 pts)

b. 15 -19 years        (4 pts)

c. 10 -14 years        (3 pts)

d. 6 – 9 years         (2 pts)

e. 2 – 5 years         (1 pts)

 

2. Net Worth Consideration:____

(neg. debt to worth ratio = 1)

a. $15,000,000+        (5 pts)

b. $10 – $15,000,000   (4 pts)

c. $5 – $10,000,000    (3 pts)

d. $2.5 – $5,000,000   (2 pts)

e. $1 – 2,500,000      (1 pts)

 

3. History of Earnings  ____

(Accumm. Deficit, Deficit Working Cap.)

a. Oper. gains from incept.  (5 pts)

b. Oper. gains-most rec. yr. (4 pts)

c. Break-even – curr. yr.    (3 pts)

d. Oper. Losses – curr. Yrs  (2 pts)

e. Oper. losses from incep.  (1 pts)

 

4. Regulation/Litigation ____

a. No affect/none pending (5 pts)

b. Most not affecting     (4 pts)

c. Few affecting/pending  (3 prs)

d. More than few affect.  (2 pts)

e. Many affecting/pending (1 pts)

 

9. Assumptions:_____

    a. Very conservative plan with safeguards                                   (5 pts)

    b. Semi-conservative plan with many  safeguards                       (4 pts)

    c. Semi-aggressive plan w/ safeguards                                        (3 pts)

    d. Aggressive plan with few safeguards                                        (2 pts)

    e. Aggressive plan with virtually no safeguards                             (1 pts)

10. Risk Factors:)____

(% of Normal Risk)

    a. 80%             (5 pts)

    b. 90%             (4 pts)

    c. 100%            (3 pts)

    d. 110%            (2 pts)

    e. 120%            (1 pts)

  

TOTAL POINTS _____

 

Note: A minimum of 35 points (70%) is required for due diligence consideration. Further, a score of one (1) in any one category may cause the issue to be rejected.

 

                                                    _________________

                                                        SCORECARDS

                                                _________________

 

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5. History of Trading

a. Low vol/bid-ask     (5 pts)

b. Stabalizing         (4 pts)

c. Mild volatility .   (3 pts)

d. Mid-hi vol/wd.spd.  (2 pts)

e. Little or no trading(1 pts)

 

6. Leverage:                  ____

a. Co. is debt free    (5 pts)

b. Positive worth/debt (4 pts)

c. Mild debt- 1-1 d/w  (3 pts)

d. Mod-Hi Dt-Neg.d/w   (2 pts)

e. Astro.dt. Co. buried(1 pts)

7. Financing Terms: ____

a. Co. has no fin’g    (5 pts)

b. Co.has lge. dt cov. (4 pts)

c. Cash flow = obligs  (3 pts)

d. Obligs are strain.  (2 pts)

e. Co is underwater    (1 pts)

8. Percentage of Supply/demand-Products:___

a. 90%

b. 95%

c. 100%

d. 110%

e. 120$